DFX Intelligence
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Feed of 09/14/2026
At current firm
1 y
since Jan 24, 2025
In the industry
16 y
since May 1, 2010 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Jan 24, 2025 · Los Angeles, Ca
- W•••• F•••• A••••••• wirehouseMay 23, 2022 to Jan 23, 2025 · Santa Monica, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 13, 2021 to May 22, 2022 · Pasadena, Ca
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to M••••• S••••••left Jan 23, 2025, registered Jan 24, 2025 (1 day) · Wirehouse to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left May 22, 2022, registered May 23, 2022 (1 day) · Wirehouse to wirehouse · moved with a team
Signals
- ••• LockedJan 23, 2025 · Advisor changed firm · fact
- ••• LockedMay 22, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address