DFX Intelligence
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Registered advisor
D••••• G•••••••
Feed of 09/14/2026
Also filed as D••••• E• G••••••••• G••••••••• E•••••• G•••••••
At current firm
1 y
since Mar 31, 2025
In the industry
16 y
since May 1, 2010 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Ann Arbor, Mi
- F••••••• P••••••• A•• W•••••••• A••••••• formerMar 13, 2024 to Mar 31, 2025 · Ann Arbor, Mi
- J••• M••••• S••••••••• L•• wirehouseMar 19, 2021 to Jan 3, 2024 · Waterford, Mi
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 12, 2020 to Mar 16, 2021 · Bloomfield Hills, Mi
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- J••• M••••• S••••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jan 3, 2024, registered Mar 13, 2024 (70 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Mar 16, 2021, registered Mar 19, 2021 (3 days) · Wirehouse to wirehouse · moved with a team
Signals
- ••• LockedJan 3, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address