DFX Intelligence
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Registered advisor
M•••••• M•••••••
Feed of 09/15/2026
Also filed as M••• J• M••••••••• J••• M••••••••• M•••••••
At current firm
3 y
since Sep 1, 2023
In the industry
14 y
since Feb 9, 2012 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Sep 1, 2023 · Cherry Hill, Nj
- W•••• F•••• A••••••• wirehouseMay 25, 2012 to Sep 21, 2023 · Philadelphia, Pa
- M••••• S•••••• wirehouseFeb 10, 2012 to Jun 4, 2012 · Philadelphia, Pa
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to A••••••••• F•••••••• S•••••••• L••left Sep 21, 2023, registered Sep 1, 2023 (-20 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- M••••• S•••••• to W•••• F•••• A•••••••left Jun 4, 2012, registered May 25, 2012 (-10 days) · Wirehouse to wirehouse
Signals
- ••• LockedSep 21, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address