DFX Intelligence
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Registered advisor
R••••• J•••• S••••••
Feed of 09/15/2026
At current firm
10 y
since Oct 6, 2015
In the industry
14 y
since Jun 1, 2012 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•• W••••• M••••••••• BD affiliated currentsince Oct 6, 2015 · West Bend, Wi
- J••• M••••• S••••••••• L•• wirehouseNov 6, 2012 to Sep 25, 2015 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to P•• W••••• M•••••••••left Sep 25, 2015, registered Oct 6, 2015 (11 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address