DFX Intelligence
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Registered advisor
J••• L•••••• P••••
Feed of 09/15/2026
Also filed as J••• L•••••• P••••••••• P••••
At current firm
4 y
since Dec 17, 2021
In the industry
15 y
since Jun 28, 2011 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Dec 17, 2021 · Greenwood Village, Co
- P•• W••••• M••••••••• BD affiliatedMar 4, 2013 to Mar 1, 2016 · Youngstown, Oh
- M•• I•••••••• S•••••••• L•• BD affiliatedJun 28, 2011 to Nov 8, 2011 · Boardman, Oh
Moves
a registration end followed by a registration begin elsewhere
- P•• W••••• M••••••••• to E•••••• A••••••• G••••• L••left Mar 1, 2016, registered Dec 17, 2021 (2117 days) · Other
- M•• I•••••••• S•••••••• L•• to P•• W••••• M•••••••••left Nov 8, 2011, registered Mar 4, 2013 (482 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address