DFX Intelligence
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Registered advisor
B•••• R• S•••••
Feed of 09/14/2026
At current firm
9 y
since Dec 21, 2016
In the industry
15 y
since Dec 20, 2010 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••• S••••••••• I••• BD affiliated currentsince Dec 21, 2016 · Parma, Oh
- P•• W••••• M••••••••• BD affiliatedFeb 14, 2013 to Dec 22, 2016 · Cleveland, Oh
- E••••• J•••• national BDDec 21, 2010 to Jan 17, 2013 · Maryland Heights, Mo
Moves
a registration end followed by a registration begin elsewhere
- P•• W••••• M••••••••• to C••••••• S••••••••• I•••left Dec 22, 2016, registered Dec 21, 2016 (-1 days) · Other
- E••••• J•••• to P•• W••••• M•••••••••left Jan 17, 2013, registered Feb 14, 2013 (28 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address