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Registered advisor
M••••• B••••• P•••••••
Feed of 09/14/2026
Also filed as M••••• B••••• P••••••• I•••••••• P••••••••• B••••• P••••••• I••••••••• B••••• P••••••••• B••••• P••••••• I•
At current firm
10 y
since Sep 21, 2016
In the industry
15 y
since Mar 14, 2011 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Sep 21, 2016 · Centreville, Va
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 14, 2012 to May 31, 2016 · Alexandria, Va
- M••••• S•••••• wirehouseMar 23, 2011 to Dec 19, 2012 · Washington, Dc
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T••••• A••••••• S•••••••• I•••left May 31, 2016, registered Sep 21, 2016 (113 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 19, 2012, registered Dec 14, 2012 (-5 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address