DFX Intelligence
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Registered advisor
O••• D•••••••••
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/15/2026
At current firm
1 y
since Jun 30, 2025
In the industry
14 y
since Oct 1, 2011 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Jun 30, 2025 · Plantation, Fl
- S•••••••• A••••••• L•• national BDMar 31, 2025 to Jun 23, 2025 · Ft. Lauderdale, Fl
- F••••••• P••••••• A•• W•••••••• A••••••• formerAug 17, 2020 to Mar 31, 2025 · Ft. Lauderdale, Fl
- M••••• S•••••• wirehouseAug 30, 2019 to Jun 30, 2020 · Fort Lauderdale, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 28, 2019 to Aug 19, 2019 · Plantation, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDNov 4, 2013 to Feb 19, 2019 · Aventura, Fl
All 6 prior registrationsShow fewer
- L•• F•••••••• L•• BD affiliatedOct 4, 2011 to Nov 5, 2013 · Aventura, Fl
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• A••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Jun 23, 2025, registered Jun 30, 2025 (7 days) · Affiliated broker-dealer or bank to another
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- M••••• S•••••• to F••••••• P••••••• A•• W•••••••• A•••••••left Jun 30, 2020, registered Aug 17, 2020 (48 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Aug 19, 2019, registered Aug 30, 2019 (11 days) · Wirehouse to wirehouse · moved with a team
- A••••••••• F•••••••• S•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Feb 19, 2019, registered Feb 28, 2019 (9 days) · Affiliated broker-dealer or bank to wirehouse
All 6 movesShow fewer
- L•• F•••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Nov 5, 2013, registered Nov 4, 2013 (-1 days) · Other
Signals
- ••• LockedJun 23, 2025 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address