DFX Intelligence
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Registered advisor
J•••• C•••••• W•••••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedJacksonville, Fldual registrantIAPD 5886166
Certified Financial Planner
Feed of 09/14/2026
Also filed as J•••• C•••••• W••••••••• W••••••••• W••••••••• W••••••••• C•••••• W••••••••• C• W•••••••
At current firm
2 y
since Jan 22, 2024
In the industry
15 y
since Apr 26, 2011 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jan 22, 2024 · Jacksonville, Fl
- U•• F•••••••• S••••••• I••• wirehouseApr 9, 2014 to Feb 1, 2024 · Jacksonville, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 5, 2013 to Mar 31, 2014 · Jacksonville, Fl
- S•••••••• A••••••• L•• national BDDec 6, 2011 to Jul 10, 2013 · Jacksonville, Fl
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Feb 1, 2024, registered Jan 22, 2024 (-10 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••left Mar 31, 2014, registered Apr 9, 2014 (9 days) · Wirehouse to wirehouse
- S•••••••• A••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 10, 2013, registered Sep 5, 2013 (57 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- ••• LockedFeb 1, 2024 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address