DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
J•• A•••••• S••••••
Feed of 09/14/2026
At current firm
1 y
since Mar 31, 2025
In the industry
12 y
since Apr 15, 2014 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · San Antonio, Tx
- F••••••• P••••••• A•• W•••••••• A••••••• formerNov 4, 2021 to Mar 31, 2025 · San Antonio, Tx
- C•••••••• G••••• M•••••• I••• BD affiliatedJan 11, 2021 to Sep 17, 2021 · Jacksonville, Fl
- R•••••• J•••• • A••••••••• I••• national BDDec 23, 2019 to Oct 19, 2020 · San Antonio, Tx
- M••••• S•••••• wirehouseJun 11, 2018 to Dec 23, 2019 · San Antonio, Tx
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- C•••••••• G••••• M•••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••left Sep 17, 2021, registered Nov 4, 2021 (48 days) · Affiliated broker-dealer or bank to another
- R•••••• J•••• • A••••••••• I••• to C•••••••• G••••• M•••••• I•••left Oct 19, 2020, registered Jan 11, 2021 (84 days) · Affiliated broker-dealer or bank to another
- M••••• S•••••• to R•••••• J•••• • A••••••••• I•••left Dec 23, 2019, registered Dec 23, 2019 (0 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address