DFX Intelligence
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Registered advisor
N••••• A•• T•••
Feed of 09/15/2026
Also filed as N••••• A•• M••••••
At current firm
11 y
since Jun 16, 2015
In the industry
13 y
since Sep 28, 2012 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Jun 16, 2015 · Red Bank, Nj
- M••••• S•••••• wirehouseOct 1, 2012 to Jul 29, 2013 · Shrewsbury, Nj
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to A••••• A•• P••••••• S•••••••left Jul 29, 2013, registered Jun 16, 2015 (687 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address