DFX Intelligence
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S•••• J•• W•••••••••
As of · the IAPD feed; also filed as S•••• W•••••••••
- At current firm
- 11 y
- In the industry
- 15 y
- Prior registered firms
- 1
- Signals
- 0
since Nov 24, 2014
As of · the IAPD feed; also filed as S•••• W•••••••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Nov 24, 2014 · Chicago, Il
- W•••• F•••• A••••••• wirehouseAug 30, 2011 to Nov 11, 2014 · Schaumburg, Il
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to A••••• A•• P••••••• S•••••••left Nov 11, 2014, registered Nov 24, 2014 (13 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address