DFX Intelligence
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Registered advisor
M•••••• D••••• S•••
Feed of 09/14/2026
Also filed as M•••••• D••••• W•••••••••
At current firm
8 y
since Dec 21, 2017
In the industry
15 y
since Feb 1, 2011 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Dec 21, 2017 · Palo Alto, Ca
- S•••••••• A••••••• L•• national BDJan 24, 2012 to Nov 3, 2017 · San Jose, Ca
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• A••••••• L•• to A••••• A•• P••••••• S•••••••left Nov 3, 2017, registered Dec 21, 2017 (48 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address