DFX Intelligence
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Registered advisor
J••••••• T•••• B••••
Certified Financial Planner
Feed of 09/15/2026
At current firm
6 y
since Jan 8, 2020
In the industry
15 y
since Jun 24, 2011 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F••••• I••••••••• independent RIA currentsince Jan 8, 2020 · Tampa, Fl
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 13, 2018 to Jan 29, 2020 · Boston, Ma
- S•••••••• A••••••• L•• national BDApr 10, 2014 to Jul 13, 2018 · Greenwood Village, Co
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to F••••• I•••••••••left Jan 29, 2020, registered Jan 8, 2020 (-21 days) · Affiliated broker-dealer or bank to independent RIA
- S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address