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Registered advisor

D•••••• S• S••••••

E•••••• A••••••• G••••• L••BD affiliatedWoodmere, Oh dual registrantIAPD 5919472

Feed of 09/15/2026

Also filed as D•••••• S•• P••••••••• S••••••••• S•• S••••••

At current firm

4 y

since Jul 18, 2022

In the industry

15 y

since Sep 2, 2011 (earliest exam, job or registration)

Prior registered firms

5

IAPD previous registrations

State registrations

1

current, as an IAR

Firms today

1

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

3

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• A••••••• G••••• L•• BD affiliated current
since Jul 18, 2022 · Greenwood Village, Co

C•••••• S••••• • C••• I••• national BD
Apr 14, 2022 to Apr 19, 2022 · Orange Village, Oh
T• A••••••••• I••••••••• M••••••••• L•• former
Oct 2, 2021 to Apr 19, 2022 · Orange Village, Oh
T• A••••••••• I••• former
Oct 1, 2021 to Apr 19, 2022 · Orange Village, Oh
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Mar 30, 2017 to Dec 21, 2019 · Chagrin Falls, Oh
W•••• F•••• A••••••• wirehouse
Aug 23, 2016 to Jan 10, 2017 · Pepper Pike, Oh

Moves

a registration end followed by a registration begin elsewhere

T• A••••••••• I••••••••• M••••••••• L•• to E•••••• A••••••• G••••• L••
left Apr 19, 2022, registered Jul 18, 2022 (90 days) · RIA to affiliated broker-dealer or bank
T• A••••••••• I••• to E•••••• A••••••• G••••• L••
left Apr 19, 2022, registered Jul 18, 2022 (90 days) · Other
C•••••• S••••• • C••• I••• to E•••••• A••••••• G••••• L••
left Apr 19, 2022, registered Jul 18, 2022 (90 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T• A••••••••• I•••
left Dec 21, 2019, registered Oct 1, 2021 (650 days) · Other
W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jan 10, 2017, registered Mar 30, 2017 (79 days) · Wirehouse to wirehouse

Signals

••• Locked
Apr 19, 2022 · Advisor changed firm · fact
••• Locked
Apr 19, 2022 · Advisor changed firm · fact
••• Locked
Apr 19, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address