DFX Intelligence
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Feed of 09/14/2026
At current firm
4 y
since Nov 12, 2021
In the industry
10 y
since Apr 1, 2016 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Nov 12, 2021 · Miami, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 16, 2021 to Oct 1, 2021 · Miami, Fl
- W•••• F•••• A••••••• wirehouseSep 26, 2017 to Jun 3, 2021 · Miami, Fl
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Oct 1, 2021, registered Nov 12, 2021 (42 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- W•••• F•••• A••••••• to C•••••••• G••••• M•••••• I•••left Jun 3, 2021, registered Jul 16, 2021 (43 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address