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RIA Intelligence

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Registered advisor

R•••• S• H••••••

E•••••• A••••••• G••••• L••BD affiliatedGreenwood Village, Co dual registrantIAPD 5921346

Feed of 09/14/2026

Also filed as R•••• S••••• S••••••••• S••••• H••••••••• S• H••••••••• H••••••

At current firm

0 y

since Oct 21, 2025

In the industry

13 y

since Sep 28, 2012 (earliest exam, job or registration)

Prior registered firms

3

IAPD previous registrations

State registrations

1

current, as an IAR

Firms today

1

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

0

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• A••••••• G••••• L•• BD affiliated current
since Oct 21, 2025 · Middle River, Md

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Sep 29, 2017 to Aug 9, 2019 · Brooklyn, Ny
W•••• F•••• A••••••• wirehouse
Mar 30, 2016 to Sep 12, 2017 · Baltimore, Md
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Dec 8, 2014 to Apr 6, 2016 · Baltimore, Md

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E•••••• A••••••• G••••• L••
left Aug 9, 2019, registered Oct 21, 2025 (2265 days) · Wirehouse to affiliated broker-dealer or bank
W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Sep 12, 2017, registered Sep 29, 2017 (17 days) · Wirehouse to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••
left Apr 6, 2016, registered Mar 30, 2016 (-7 days) · Wirehouse to wirehouse

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address