DFX Intelligence
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Registered advisor
K•••••• A•••••• S•••••••
Feed of 09/15/2026
Also filed as K•••••• A• S••••••••• A•••••• S••••••••• A• S••••••••• S•••••••
At current firm
3 y
since Jul 12, 2023
In the industry
13 y
since Oct 26, 2012 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- P•• W••••• M••••••••• BD affiliated currentsince Jul 12, 2023 · Herndon, Va
- W•••• F•••• A••••••• wirehouseMar 2, 2015 to Jul 11, 2023 · Mclean, Va
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to P•• W••••• M•••••••••left Jul 11, 2023, registered Jul 12, 2023 (1 day) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedJul 11, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address