DFX Intelligence
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Registered advisor
E•••••••• M• H•••••
Feed of 09/14/2026
Also filed as E•••••••• M• B•••••
At current firm
1 y
since Jun 18, 2025
In the industry
14 y
since Jan 12, 2012 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jun 18, 2025 · Cornelius, Nc
- M••••• S•••••• wirehouseOct 14, 2016 to Jun 17, 2025 · Cornelius, Nc
- P••• A••••• S••••••••• L•• BD affiliatedOct 9, 2015 to Jun 22, 2016 · Huntersville, Nc
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to L•• F•••••••• L••left Jun 17, 2025, registered Jun 18, 2025 (1 day) · Wirehouse to affiliated broker-dealer or bank
- P••• A••••• S••••••••• L•• to M••••• S••••••left Jun 22, 2016, registered Oct 14, 2016 (114 days) · Other
Signals
- ••• LockedJun 17, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address