DFX Intelligence
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S••••• K••• N•••••
Provides financial planning and investment advice.at N••••• W••••• M••••••••• L••IA-only· Winter Garden, FlIAPD 5932772
As of · the IAPD feed; also filed as S••••• K••• N••••••••• K••• N••••••••• N••••••••• K• N••••••• K• N••••••••• K• N•••••
- At current firm
- 4 y
- In the industry
- 15 y
- Prior registered firms
- 3
- Signals
- 1
since Feb 15, 2022
As of · the IAPD feed; also filed as S••••• K••• N••••••••• K••• N••••••••• N••••••••• K• N••••••• K• N••••••••• K• N•••••
ContactWhat is shown hereOnly business contact points published by the advisor’s firm, on its own site or advisor directory, and matched to this registered advisor with a second fact beyond the name. Nothing is inferred or guessed; an office or team line is labelled as such and never shown as a direct line.
what the firm publishes for this advisor, each with the page it was read from
- Advisor profile
- ••• Lockedreportednewellwm.comfirm site, Sep 24, 2026
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- Provides financial planning and investment advice.reportednewellwm.comfirm site, Sep 24, 2026
Registration history
IAPD current and previous registrations
- N••••• W••••• M••••••••• L•• state registered currentsince Feb 15, 2022 · Winter Garden, Fl
- L•• F•••••••• L•• BD affiliatedJun 4, 2018 to Mar 3, 2022 · Orlando, Fl
- A••••• A•• P••••••• S••••••• BD affiliatedJan 20, 2015 to May 23, 2018 · Gainesville, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 22, 2011 to Nov 17, 2014 · Gainesville, Fl
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to N••••• W••••• M••••••••• L••left Mar 3, 2022, registered Feb 15, 2022 (-16 days) · Affiliated broker-dealer or bank to a state-registered adviser
- A••••• A•• P••••••• S••••••• to L•• F•••••••• L••left May 23, 2018, registered Jun 4, 2018 (12 days) · Affiliated broker-dealer or bank to independent RIA
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••• A•• P••••••• S•••••••left Nov 17, 2014, registered Jan 20, 2015 (64 days) · Other
Signals
- ••• LockedMar 3, 2022 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, the raw outside business text and any address in it, personal outside activities, branch street addressoutside businesses appear above as structured facts, reviewed, with a short quote