DFX Intelligence
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Registered advisor
K•••• S••••
Feed of 09/15/2026
Also filed as K•••• K••••••••• V••••••••• K••••••••• S••••
At current firm
1 y
since Mar 31, 2025
In the industry
14 y
since Mar 20, 2012 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Boynton Beach, Fl
- F••••••• P••••••• A•• W•••••••• A••••••• formerAug 2, 2018 to Mar 31, 2025 · Palm Beach Gardens, Fl
- T• A••••••••• I••••••••• M••••••••• L•• formerMay 12, 2014 to Sep 10, 2014 · Boca Raton, Fl
- T• A••••••••• I••• formerApr 24, 2014 to Sep 10, 2014 · Boca Raton, Fl
- T• A••••••••• I••••••••• M••••••••• L•• formerApr 11, 2012 to Aug 26, 2013 · Boca Raton, Fl
- T• A••••••••• I••• formerMar 20, 2012 to Aug 26, 2013 · Boca Raton, Fl
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Sep 10, 2014, registered May 12, 2014 (-121 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Sep 10, 2014, registered Aug 2, 2018 (1422 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Aug 26, 2013, registered Apr 24, 2014 (241 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Aug 26, 2013, registered Apr 11, 2012 (-502 days) · channel change inside one enterprise, not a move
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address