DFX Intelligence
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Registered advisor
J•••••• D••••• R••• M•••••
Feed of 09/15/2026
Also filed as J••• D••••• R••• M••••••••• D••••• M••••••••• D••••• R••• M•••••
At current firm
5 y
since Nov 5, 2020
In the industry
14 y
since Oct 28, 2011 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F••••• I••••••••• independent RIA currentsince Nov 5, 2020 · Arlington, Va
- T• A••••••••• I••••••••• M••••••••• L•• formerMar 12, 2015 to Jul 20, 2015 · West Palm Beach, Fl
- T• A••••••••• I••• formerMar 9, 2015 to Jul 20, 2015 · West Palm Beach, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 8, 2013 to Mar 4, 2015 · Chandler, Az
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Jul 20, 2015, registered Mar 12, 2015 (-130 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to F••••• I•••••••••left Jul 20, 2015, registered Nov 5, 2020 (1935 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T• A••••••••• I•••left Mar 4, 2015, registered Mar 9, 2015 (5 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address