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Registered advisor
R••••••• G••••••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedCoral Gables, Fl dual registrantIAPD 5988790
Feed of 09/14/2026
Also filed as R••••••• C••••••••• A•••••••••
At current firm
2 y
since Feb 13, 2024
In the industry
12 y
since Mar 1, 2014 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Feb 13, 2024 · Coral Gables, Fl
- C••••• I••••••••• A••••••• L•• BD affiliatedJun 26, 2023 to Feb 14, 2024 · Boca Raton, Fl
- S••••••• F•••••••• S•••••••• I••• formerJan 12, 2023 to Aug 10, 2023 · Boca Raton, Fl
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Feb 14, 2024, registered Feb 13, 2024 (-1 days) · Affiliated broker-dealer or bank to another
- S••••••• F•••••••• S•••••••• I••• to C••••• I••••••••• A••••••• L••left Aug 10, 2023, registered Jun 26, 2023 (-45 days) · corporate re-registration, not a move
Signals
- ••• LockedFeb 14, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address