DFX Intelligence
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Registered advisor
A••••••• G••••••••
Feed of 09/14/2026
At current firm
2 y
since Feb 7, 2024
In the industry
14 y
since Mar 21, 2012 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Feb 7, 2024 · Waltham, Ma
- E••••• J•••• national BDMar 21, 2012 to Aug 11, 2014 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to A••••• A•• P••••••• S•••••••left Aug 11, 2014, registered Feb 7, 2024 (3467 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address