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RIA Intelligence

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Registered advisor

R•••••• O••••••••• O••••••••

A••••• A•• P••••••• S•••••••BD affiliatedCincinnati, Oh dual registrantIAPD 6025187

Feed of 09/14/2026

Also filed as R•••••• O••••••••• O••••••••• O••••••••

At current firm

1 y

since Jun 20, 2025

In the industry

14 y

since Jan 1, 2012 (earliest exam, job or registration)

Prior registered firms

3

IAPD previous registrations

State registrations

1

current, as an IAR

Firms today

1

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

1

dated events on this person

Registration history

IAPD current and previous registrations

A••••• A•• P••••••• S••••••• BD affiliated current
since Jun 20, 2025 · Cincinnati, Oh

S•••••••• A••••••• L•• national BD
Mar 31, 2025 to May 28, 2025 · Cincinnati, Oh
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 13, 2018 to Mar 31, 2025 · Boston, Ma
S•••••••• A••••••• L•• national BD
Jan 22, 2014 to Jul 13, 2018 · Covington, Ky

Moves

a registration end followed by a registration begin elsewhere

S•••••••• A••••••• L•• to A••••• A•• P••••••• S•••••••
left May 28, 2025, registered Jun 20, 2025 (23 days) · Affiliated broker-dealer or bank to another
F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move

Signals

••• Locked
May 28, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address