DFX Intelligence
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Registered advisor
N•••••••• R••••••
Feed of 09/14/2026
Also filed as N•••••••• B••••••• R••••••
At current firm
5 y
since Dec 22, 2020
In the industry
14 y
since May 16, 2012 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Dec 22, 2020 · St. Louis, Mo
- W•••• F•••• A••••••• wirehouseJun 21, 2019 to Nov 17, 2020 · St. Louis, Mo
- W•••• F•••• A••••••• wirehouseAug 4, 2014 to Nov 10, 2020 · St. Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Nov 17, 2020, registered Dec 22, 2020 (35 days) · channel change inside one enterprise, not a move · moved with a team
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Nov 10, 2020, registered Jun 21, 2019 (-508 days) · channel change inside one enterprise, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address