DFX Intelligence
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Registered advisor
C••• J••• D••••••
Feed of 09/14/2026
At current firm
13 y
since Jan 22, 2013
In the industry
18 y
since Jul 1, 2008 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jan 22, 2013 · Estero, Fl
- P••• A••••• S••••••••• L•• BD affiliatedJul 25, 2012 to Dec 18, 2012 · Fort Myers, Fl
Moves
a registration end followed by a registration begin elsewhere
- P••• A••••• S••••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Dec 18, 2012, registered Jan 22, 2013 (35 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address