DFX Intelligence
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Registered advisor
W•••••• L• C•••••••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedLake In The Hills, Il dual registrantIAPD 6125299
Certified Financial Planner
Feed of 09/14/2026
Also filed as B••• C•••••••••
At current firm
1 y
since Apr 1, 2025
In the industry
13 y
since Oct 1, 2012 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Apr 1, 2025 · Harvard, Il
- E••••• J•••• national BDMar 16, 2020 to Apr 1, 2025 · Lake Barrington, Il
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Apr 1, 2025, registered Apr 1, 2025 (0 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedApr 1, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address