DFX Intelligence
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Registered advisor
J••••••• D•••••••
Feed of 09/14/2026
Also filed as J••••••• D••••••••• I•• D•••••••
At current firm
3 y
since Nov 14, 2022
In the industry
19 y
since Oct 1, 2006 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Nov 14, 2022 · Campbell, Ca
- M••••• S•••••• wirehouseJul 31, 2020 to Oct 19, 2022 · Columbus, Oh
- J••• M••••• S••••••••• L•• wirehouseJul 30, 2018 to Jul 29, 2020 · Columbus, Oh
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 5, 2016 to Jul 12, 2018 · Pennington, Nj
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 19, 2022, registered Nov 14, 2022 (26 days) · Wirehouse to wirehouse
- J••• M••••• S••••••••• L•• to M••••• S••••••left Jul 29, 2020, registered Jul 31, 2020 (2 days) · Wirehouse to wirehouse · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Jul 12, 2018, registered Jul 30, 2018 (18 days) · Wirehouse to wirehouse · moved with a team
Signals
- ••• LockedOct 19, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address