DFX Intelligence
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Registered advisor
A••• F••••••••
Feed of 09/14/2026
Also filed as A••• N••••• F••••••••
At current firm
2 y
since Jan 17, 2024
In the industry
13 y
since Jan 1, 2013 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Jan 17, 2024 · Los Angeles, Ca
- J••• M••••• P•••••• W••••• A••••••• L•• formerFeb 10, 2017 to Mar 17, 2025 · Los Angeles, Ca
- U•• F•••••••• S••••••• I••• wirehouseMay 7, 2013 to Feb 21, 2017 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• P•••••• W••••• A••••••• L•• to J••• M••••• S••••••••• L••left Mar 17, 2025, registered Jan 17, 2024 (-425 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to J••• M••••• P•••••• W••••• A••••••• L••left Feb 21, 2017, registered Feb 10, 2017 (-11 days) · Other · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address