DFX Intelligence
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Registered advisor
V•••••••• R•••••••••
Feed of 09/14/2026
Also filed as V•••••••• R••••••••• S••••••••• S•••
At current firm
1 y
since Jul 11, 2025
In the industry
13 y
since Jun 25, 2013 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Jul 11, 2025 · Ponte Vedra Beach, Fl
- U•• F•••••••• S••••••• I••• wirehouseMay 17, 2017 to Jul 22, 2025 · Ponte Vedra, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 16, 2016 to May 18, 2017 · Ponte Vedra Beach, Fl
- M••••• S•••••• wirehouseJul 8, 2014 to May 13, 2016 · New Orleans, La
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 15, 2013 to Jul 1, 2014 · Destin, Fl
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Jul 22, 2025, registered Jul 11, 2025 (-11 days) · Wirehouse to wirehouse · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••left May 18, 2017, registered May 17, 2017 (-1 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 13, 2016, registered May 16, 2016 (3 days) · Wirehouse to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Jul 1, 2014, registered Jul 8, 2014 (7 days) · Wirehouse to wirehouse
Signals
- ••• LockedJul 22, 2025 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address