DFX Intelligence
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Registered advisor
T••• A•••••• G•••
Feed of 09/15/2026
Also filed as T••• A•••••• W••••••••• A•••••• G•••••••• G•••••••• A• G•••
At current firm
4 y
since Feb 4, 2022
In the industry
13 y
since Dec 1, 2012 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Feb 4, 2022 · Boca Raton, Fl
- W•••• F•••• A••••••• wirehouseJan 9, 2020 to Jan 11, 2022 · Boca Raton, Fl
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to A••••• A•• P••••••• S•••••••left Jan 11, 2022, registered Feb 4, 2022 (24 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedJan 11, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address