DFX Intelligence

RIA Intelligence

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Registered advisor

B•••• C••••••••• M•••••••

A••••• A•• P••••••• S•••••••BD affiliatedFlorham Park, Nj dual registrantIAPD 6174942
Feed of 09/14/2026
Also filed as B•••• C••••••••• M••••••••• M••••••••• C• M•••••••
At current firm
2 y
since Mar 20, 2024
In the industry
10 y
since May 1, 2016 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
Moves
a registration end followed by a registration begin elsewhere
Signals
  • ••• Locked
    Mar 8, 2024 · Advisor changed firm · fact
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Broker-dealer affiliated wealth managerderived
Years in industry
10derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address