DFX Intelligence
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Registered advisor
W•••••• M••••••••
Feed of 09/14/2026
Also filed as W•••••• M• M••••••••• M••••• M••••••••
At current firm
4 y
since May 24, 2022
In the industry
12 y
since Jan 16, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• A••••••• G••••• L•• BD affiliated currentsince May 24, 2022 · Greenwood Village, Co
- W•••• F•••• A••••••• wirehouseOct 27, 2016 to Mar 8, 2022 · Cold Spring, Ny
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to E•••••• A••••••• G••••• L••left Mar 8, 2022, registered May 24, 2022 (77 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedMar 8, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address