DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
J•••• E••• R••••••
Feed of 09/14/2026
Also filed as E••• R••••••
At current firm
0 y
since Oct 21, 2025
In the industry
13 y
since Jun 1, 2013 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Oct 21, 2025 · Hattiesburg, Ms
- L•• F•••••••• L•• BD affiliatedOct 18, 2021 to Oct 24, 2025 · Panama City Beach, Fl
- C••••• I••••••••• A••••••• L•• BD affiliatedNov 18, 2019 to Oct 21, 2021 · Hattiesburg, Ms
- M••••• S•••••• wirehouseDec 23, 2013 to Nov 19, 2019 · Jackson, Ms
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to E••••• J••••left Oct 24, 2025, registered Oct 21, 2025 (-3 days) · Affiliated broker-dealer or bank to another
- C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••left Oct 21, 2021, registered Oct 18, 2021 (-3 days) · Affiliated broker-dealer or bank to another
- M••••• S•••••• to C••••• I••••••••• A••••••• L••left Nov 19, 2019, registered Nov 18, 2019 (-1 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedOct 24, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address