DFX Intelligence
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Registered advisor
D•••• T••••• B••••
Feed of 09/15/2026
At current firm
7 y
since Jun 21, 2019
In the industry
12 y
since Jan 10, 2014 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jun 21, 2019 · Nashua, Nh
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 13, 2018 to Jan 25, 2019 · Boston, Ma
- S•••••••• A••••••• L•• national BDOct 29, 2015 to Jul 13, 2018 · Shrewsbury, Ma
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 25, 2019, registered Jun 21, 2019 (147 days) · Affiliated broker-dealer or bank to another · moved with a team
- S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address