DFX Intelligence
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Registered advisor
A••• L•••• K••••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedMcminnville, Tndual registrantIAPD 6243710
Feed of 09/14/2026
At current firm
1 y
since Feb 20, 2025
In the industry
12 y
since Feb 4, 2014 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Feb 20, 2025 · Mcminnville, Tn
- L•• F•••••••• L•• BD affiliatedOct 15, 2014 to Mar 5, 2025 · Mcminnville, Tn
- E••••• J•••• national BDMar 24, 2014 to Oct 13, 2014 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Mar 5, 2025, registered Feb 20, 2025 (-13 days) · Affiliated broker-dealer or bank to another
- E••••• J•••• to L•• F•••••••• L••left Oct 13, 2014, registered Oct 15, 2014 (2 days) · Other
Signals
- ••• LockedMar 5, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address