DFX Intelligence
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Registered advisor
N••••• H•••••••••
Feed of 09/14/2026
Also filed as N••• H••••••••• P•••••••••
At current firm
9 y
since Jan 5, 2017
In the industry
12 y
since May 13, 2014 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Jan 5, 2017 · Orlando, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 17, 2015 to May 23, 2016 · Orlando, Fl
- P•• W••••• M••••••••• BD affiliatedMay 13, 2014 to Oct 20, 2015 · Leesburg, Fl
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T••••• A••••••• S•••••••• I•••left May 23, 2016, registered Jan 5, 2017 (227 days) · Other
- P•• W••••• M••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 20, 2015, registered Nov 17, 2015 (28 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address