DFX Intelligence
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J••••• E••••••• H•••••
Certified Financial Planner
As of · the IAPD feed; also filed as J••••• H•••••
- At current firm
- 4 y
- In the industry
- 12 y
- Prior registered firms
- 1
- Signals
- 1
since Feb 24, 2022
As of · the IAPD feed; also filed as J••••• H•••••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Feb 24, 2022 · Cary, Nc
- E••••• J•••• national BDMay 12, 2014 to Feb 25, 2022 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to C••••••••• F•••••••• N••••••left Feb 25, 2022, registered Feb 24, 2022 (-1 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedFeb 25, 2022 · Advisor changed firm · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address