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Registered advisor
J••••••• W••••••
Feed of 09/15/2026
Also filed as J••••••• W••••••••• L••• W••••••
At current firm
7 y
since Jan 2, 2019
In the industry
12 y
since Apr 14, 2014 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Jan 2, 2019 · West Conshohocken, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 10, 2014 to Nov 23, 2018 · Chandler, Az
- E••••• J•••• national BDMay 6, 2014 to Nov 18, 2014 · Phoenix, Az
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Nov 23, 2018, registered Jan 2, 2019 (40 days) · Wirehouse to wirehouse · moved with a team
- E••••• J•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Nov 18, 2014, registered Dec 10, 2014 (22 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address