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Registered advisor
J••• B••••••• S••••••
Feed of 09/14/2026
Also filed as J••• B••••••• S••••••••• B• S••••••
At current firm
4 y
since Oct 27, 2021
In the industry
12 y
since Feb 1, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Oct 27, 2021 · Richmond, Va
- W•••• F•••• A••••••• wirehouseMay 19, 2021 to Sep 14, 2021 · Richmond, Va
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to A••••• A•• P••••••• S•••••••left Sep 14, 2021, registered Oct 27, 2021 (43 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address