DFX Intelligence
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Registered advisor
M•••••• M•••••
Feed of 09/14/2026
Also filed as M•••••• M••••••••• M••••••••• M•••••
At current firm
2 y
since Aug 10, 2024
In the industry
16 y
since Oct 1, 2009 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Aug 10, 2024 · Miami, Fl
- W•••• F•••• A••••••• wirehouseJul 12, 2021 to Jul 19, 2024 · Doral, Fl
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to T••••• A••••••• S•••••••• I•••left Jul 19, 2024, registered Aug 10, 2024 (22 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedJul 19, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address