DFX Intelligence
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Registered advisor
J••• E••••• H••••••
Feed of 09/15/2026
At current firm
6 y
since Nov 29, 2019
In the industry
12 y
since Mar 28, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Nov 29, 2019 · Greenwood Village, Co
- M••••• S•••••• wirehouseMar 28, 2014 to Jan 12, 2016 · Kansas City, Mo
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to E•••••• A••••••• G••••• L••left Jan 12, 2016, registered Nov 29, 2019 (1417 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address