DFX Intelligence
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Feed of 09/14/2026
At current firm
6 y
since May 27, 2020
In the industry
12 y
since Mar 18, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F••••• I••••••••• independent RIA currentsince May 27, 2020 · Plano, Tx
- A••••• A•• P••••••• S••••••• BD affiliatedApr 26, 2018 to Mar 30, 2020 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- A••••• A•• P••••••• S••••••• to F••••• I•••••••••left Mar 30, 2020, registered May 27, 2020 (58 days) · Affiliated broker-dealer or bank to independent RIA
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address