DFX Intelligence
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Registered advisor
R••• A•••••••• B•••••
Feed of 09/14/2026
At current firm
6 y
since Jul 31, 2020
In the industry
12 y
since Mar 21, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F••••• I••••••••• independent RIA currentsince Jul 31, 2020 · Plano, Tx
- S•••••••• A••••••• L•• national BDJun 26, 2015 to Oct 7, 2016 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• A••••••• L•• to F••••• I•••••••••left Oct 7, 2016, registered Jul 31, 2020 (1393 days) · Affiliated broker-dealer or bank to independent RIA
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address