DFX Intelligence
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Registered advisor
B•••• S•••••••••
Feed of 09/14/2026
Also filed as B•••• S••••••••• K•••• S••••••••• K•••• S••••••••• K• S•••••••••
At current firm
10 y
since Dec 10, 2015
In the industry
12 y
since May 31, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Apr 1, 2026 · Woodland Hills, Ca
- W•••• F•••• A••••••• wirehouse currentsince Dec 10, 2015 · Woodland Hills, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 2, 2014 to Dec 10, 2015 · Woodland Hills, Ca
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Dec 10, 2015, registered Dec 10, 2015 (0 days) · Wirehouse to wirehouse · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address