DFX Intelligence
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Registered advisor
K••••••••• D•• V•••• M••••• S•••
Feed of 09/14/2026
Also filed as K••••••••• M••••••••• D•• V•••• M•••••
At current firm
7 y
since Sep 19, 2019
In the industry
11 y
since Jul 1, 2015 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Sep 19, 2019 · St Augustine, Fl
- S•••••••• A••••••• L•• national BDFeb 8, 2017 to Feb 8, 2018 · Jacksonville, Fl
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• A••••••• L•• to T••••• A••••••• S•••••••• I•••left Feb 8, 2018, registered Sep 19, 2019 (588 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address