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Registered advisor
J•••• N••••••••
Feed of 09/15/2026
Also filed as J•••• A•••••• N••••••••
At current firm
8 y
since May 1, 2018
In the industry
12 y
since Sep 12, 2014 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince May 1, 2018 · Coral Gables, Fl
- W•••• F•••• A••••••• wirehouseJan 7, 2016 to May 1, 2018 · Aventura, Fl
- R•••••• J•••• • A••••••••• I••• national BDSep 17, 2014 to Jan 12, 2016 · Coral Gables, Fl
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to J••• M••••• S••••••••• L••left May 1, 2018, registered May 1, 2018 (0 days) · Wirehouse to wirehouse
- R•••••• J•••• • A••••••••• I••• to W•••• F•••• A•••••••left Jan 12, 2016, registered Jan 7, 2016 (-5 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address