DFX Intelligence
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Registered advisor
M•••••• P••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as M••• P••••••••• R••• P••••••••• P••••••
At current firm
1 y
since Mar 31, 2025
In the industry
10 y
since Aug 1, 2016 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Santa Monica, Ca
- F••••••• P••••••• A•• W•••••••• A••••••• formerSep 20, 2022 to Mar 31, 2025 · Lone Tree, Co
- C•••••• S••••• • C••• I••• national BDSep 8, 2021 to Aug 12, 2022 · Lone Tree, Co
- T• A••••••••• I••••••••• M••••••••• L•• formerJan 18, 2019 to Oct 20, 2021 · Brentwood, Tn
- T• A••••••••• I••• formerJan 18, 2019 to Oct 20, 2021 · Nashville, Tn
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 21, 2016 to Dec 3, 2018 · Jacksonville, Fl
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- C•••••• S••••• • C••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••left Aug 12, 2022, registered Sep 20, 2022 (39 days) · Affiliated broker-dealer or bank to another · moved with a team
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Oct 20, 2021, registered Jan 18, 2019 (-1006 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••• to C•••••• S••••• • C••• I•••left Oct 20, 2021, registered Sep 8, 2021 (-42 days) · channel change inside one enterprise, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T• A••••••••• I••••••••• M••••••••• L••left Dec 3, 2018, registered Jan 18, 2019 (46 days) · Wirehouse to independent RIA
Signals
- ••• LockedAug 12, 2022 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address