DFX Intelligence
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Registered advisor
C•••• L•••••• J••••••
Feed of 09/15/2026
At current firm
11 y
since Jun 3, 2015
In the industry
12 y
since Aug 22, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•••••••• S••••••••• I••• BD affiliated currentsince Jun 3, 2015 · Elk Grove, Ca
- E••••• J•••• national BDOct 20, 2014 to Feb 25, 2015 · Sacramento, Ca
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to P•••••••• S••••••••• I•••left Feb 25, 2015, registered Jun 3, 2015 (98 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address